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Governance, Risk, Compliance & Legal

Internal Controls for Managers

A practical professional programme focused on internal controls for managers, designed to strengthen governance, control, risk awareness and organisational decision-making.

Type
Professional
Level
Intermediate
Duration
5 days
Delivery
In person, Live online, In-house
Languages
English, Arabic

Internal Controls for Managers develops the practical understanding managers need to design, operate and monitor controls within their areas of responsibility.

The programme explains how controls support reliable operations, protection of resources, accurate information and compliance. It focuses on managerial responsibilities for approvals, segregation of duties, reconciliations, supervision, documentation and issue escalation.

Participants learn to view internal control as part of effective management rather than a responsibility belonging only to audit or finance.

Objectives

  • Understand managerial responsibility for internal control.

  • Identify key operational and financial control risks.

  • Apply practical controls within day-to-day management processes.

  • Strengthen monitoring and escalation of control issues.

  • Improve control awareness without creating unnecessary bureaucracy.

Learning outcomes

  • Identify risks within a management process.

  • Select practical controls appropriate to those risks.

  • Apply approval, reconciliation and segregation principles.

  • Monitor whether controls are operating as intended.

  • Escalate and address control weaknesses appropriately.

Who it is for

  • Department managers.

  • Operational managers.

  • Team leaders and supervisors.

  • Project and programme managers.

  • Non-specialists with responsibility for internal controls.

Programme modules

1. Internal Control for Managers
  • Management responsibility

  • Control objectives

  • Risk and control

  • Reasonable assurance

2. Common Operational Controls
  • Approvals

  • Authorisations

  • Reconciliations

  • Physical and system controls

3. Segregation of Duties
  • Conflicting responsibilities

  • Access controls

  • Compensating controls

  • Small-team challenges

4. Documentation and Evidence
  • Procedures

  • Records

  • Evidence of control performance

  • Retention and traceability

5. Monitoring Controls
  • Management review

  • Exceptions

  • Control indicators

  • Supervisory follow-up

6. Control Issues and Improvement
  • Identifying weaknesses

  • Root causes

  • Corrective action

  • Continuous control improvement

Methodology

The programme uses management scenarios, process-control examples, risk-and-control exercises and practical improvement cases. Participants assess controls within realistic operational situations.

Assessment

Assessment includes management-control scenarios and a final applied task requiring participants to assess a process, identify key risks and recommend practical controls.

Certificate

Certificate of Completion

For your organisation

This programme can be delivered for a single organisation, team or institution, and adapted to your context, participants and objectives.

Organisational delivery is scoped and priced individually, and is not booked from this page.

Discuss this programme

Upcoming sessions

No dates are scheduled at present.

Training & Professional Development

Structured professional learning that develops practical, role-relevant knowledge and capability.

Consulting & Advisory

Structured advisory support for strategy, governance, performance, transformation and organisational decision-making.

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