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Finance, Banking & Investment

Audit Planning & Reporting

A practical professional programme focused on audit planning & reporting, designed to strengthen financial capability, analytical judgement and organisational performance.

Type
Professional
Level
Advanced
Duration
5 days
Delivery
In person, Live online, In-house
Languages
English, Arabic

Audit Planning & Reporting develops the practical capability to plan internal audit engagements systematically and communicate audit results clearly to management and governance stakeholders.

The programme examines engagement objectives, scope, risk assessment, audit programmes, resource planning, evidence evaluation and the structure and wording of audit reports.

Participants learn how good planning improves audit efficiency and how concise, evidence-based reporting increases the impact of audit work.

Objectives

  • Develop systematic audit-engagement planning skills.

  • Define clear audit objectives, scope and procedures.

  • Improve audit-resource and evidence planning.

  • Develop concise, evidence-based audit findings.

  • Strengthen audit reporting and communication with stakeholders.

Learning outcomes

  • Prepare a structured audit engagement plan.

  • Define suitable audit objectives and scope boundaries.

  • Develop practical audit procedures linked to risks.

  • Write well-supported findings and recommendations.

  • Prepare a clear and decision-focused audit report.

Who it is for

  • Internal auditors.

  • Audit supervisors and team leaders.

  • Audit managers.

  • Risk and assurance professionals.

  • Professionals responsible for audit documentation and reporting.

Programme modules

1. Audit Engagement Planning
  • Engagement purpose

  • Preliminary information

  • Stakeholder expectations

  • Planning discipline

2. Objectives and Scope
  • Audit objectives

  • Scope boundaries

  • Risk considerations

  • Exclusions and limitations

3. Audit Programme Design
  • Audit procedures

  • Control testing

  • Evidence requirements

  • Sampling considerations

4. Resources and Fieldwork Planning
  • Audit resources

  • Timelines

  • Responsibilities

  • Progress monitoring

5. Developing Audit Findings
  • Condition and criteria

  • Cause and consequence

  • Risk significance

  • Recommendations

6. Audit Reporting
  • Report structure

  • Executive summaries

  • Clarity and concision

  • Management responses and action plans

Methodology

The programme combines audit-planning templates, engagement cases, finding-writing exercises and report-review activities. Participants develop a complete audit approach from planning through final communication.

Assessment

Assessment includes engagement-planning exercises and a final applied task requiring participants to prepare audit findings and a concise audit report from supplied evidence.

Certificate

Certificate of Completion

For your organisation

This programme can be delivered for a single organisation, team or institution, and adapted to your context, participants and objectives.

Organisational delivery is scoped and priced individually, and is not booked from this page.

Discuss this programme

Upcoming sessions

No dates are scheduled at present.

Training & Professional Development

Structured professional learning that develops practical, role-relevant knowledge and capability.

Consulting & Advisory

Structured advisory support for strategy, governance, performance, transformation and organisational decision-making.

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